Lambert William M's Form 4 filing
MSA Safety IncMSA · filed Nov 23, 2021
- Accession no.
- 0001225208-21-014065
- Filed
- Nov 23, 2021
- Trade date
- Nov 19-22, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $9.30M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lambert William MCIK 0001187330 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2021 | Common Stock, no par value | MOption exerciseAcquired | +54,690 | $48.64 | +$2,660,121.6 | 96,430 | Direct | |
| Nov 19, 2021 | Common Stock, no par value | SSaleDisposed | −54,690 | $155.77F1 | −$8,519,061.3 | 41,740 | Direct | |
| Nov 22, 2021 | Common Stock, no par value | MOption exerciseAcquired | +5,080 | $48.64 | +$247,091.2 | 46,820 | Direct | |
| Nov 22, 2021 | Common Stock, no par value | SSaleDisposed | −500 | $156.16F2 | −$78,080 | 46,320 | Direct | |
| Nov 22, 2021 | Common Stock, no par value | SSaleDisposed | −1,620 | $155.10F3 | −$251,262 | 44,700 | Direct | |
| Nov 22, 2021 | Common Stock, no par value | SSaleDisposed | −2,960 | $154.11F4 | −$456,165.6 | 41,740 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 19, 2021 | Common Stock, no par value | MOption exerciseDisposed | −54,690 | $48.64 | −$2,660,121.6 | 5,080 | Direct | |
| Nov 22, 2021 | Common Stock, no par value | MOption exerciseDisposed | −5,080 | $48.64 | −$247,091.2 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Share price on this transaction ranged from $155.625 to $155.830.
Referenced by the price of 1 transaction in Table I.
- F2
Share price on this transaction ranged from $155.84 to $156.315.
Referenced by the price of 1 transaction in Table I.
- F3
Share price on this transaction ranged from $154.71 to $155.685.
Referenced by the price of 1 transaction in Table I.
- F4
Share price on this transaction ranged from $153.65 to $154.63.
Referenced by the price of 1 transaction in Table I.