Dolsten Mikael's Form 4 filing
Pfizer Inc (PFE) · filed Nov 15, 2021
- Accession no.
- 0001225208-21-013883
- Filed
- Nov 15, 2021
- Trade date
- Nov 11, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 4 derivative transactions. Open-market sales total $3.00M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dolsten MikaelCIK 0001437590 | Officer (President R&D) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common Stock | MOption exerciseAcquired | +76,135 | $22.89 | +$1,742,730.15 | 216,093 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseAcquired | +64,841 | $27.34 | +$1,772,752.94 | 280,934 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseAcquired | +58,572 | $25.60 | +$1,499,443.2 | 339,506 | Direct | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −2,124 | $50.34 | −$106,922.16 | 337,382 | Direct | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −2,301 | $50.32 | −$115,786.32 | 335,081 | Direct | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −3,197 | $50.29 | −$160,777.13 | 331,884 | Direct | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −3,396 | $50.31 | −$170,852.76 | 328,488 | Direct | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −5,227 | $50.29 | −$262,865.83 | 323,261 | Direct | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −6,708 | $50.33 | −$337,613.64 | 316,553 | Direct | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −36,711 | $50.28 | −$1,845,829.08 | 279,842 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common Stock | ILess common codeDisposed | −47,828 | $50.18 | −$2,400,009.04 | 71,314 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseDisposed | −153,789 | $0.00 | $0 | 0 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseDisposed | −145,970 | $0.00 | $0 | 0 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseDisposed | −127,160 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.