Hwang Angela's Form 4 filing
Pfizer Inc (PFE) · filed Nov 15, 2021
- Accession no.
- 0001225208-21-013881
- Filed
- Nov 15, 2021
- Trade date
- Nov 12, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.30M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hwang AngelaCIK 0001725474 | Officer (Group President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 12, 2021 | Common Stock | SSaleDisposed | −800 | $49.61 | −$39,688 | 25,371 | Direct | |
| Nov 12, 2021 | Common Stock | SSaleDisposed | −3,412 | $49.62 | −$169,303.44 | 21,959 | Direct | |
| Nov 12, 2021 | Common Stock | SSaleDisposed | −10,646 | $49.59 | −$527,935.14 | 11,313 | Direct | |
| Nov 12, 2021 | Common Stock | SSaleDisposed | −11,312 | $49.60 | −$561,075.2 | 1 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 12, 2021 | Common Stock | ILess common codeAcquired | +18,098 | $49.73 | +$900,013.54 | 33,576 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.