Syal Rajeev's Form 4 filing
Huntington Bancshares Inc (HBAN) · filed Nov 15, 2021
- Accession no.
- 0001225208-21-013880
- Filed
- Nov 15, 2021
- Trade date
- Nov 11, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 5 derivative transactions. Open-market sales total $1.09M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Syal RajeevCIK 0001656194 | Officer (SEVP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common Stock | MOption exerciseAcquired | +24,282 | $8.57 | +$208,096.74 | 311,980.15 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseAcquired | +20,202 | $13.09 | +$264,444.18 | 332,182.15 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseAcquired | +11,928 | $10.06 | +$119,995.68 | 344,110.15 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseAcquired | +7,768 | $10.06 | +$78,146.08 | 351,878.15 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseAcquired | +2,292 | $13.09 | +$30,002.28 | 354,170.15 | Direct | |
| Nov 11, 2021 | Common Stock | FTax withholdingDisposed | −1,865 | $16.08 | −$29,989.2 | 352,305.15 | Direct | |
| Nov 11, 2021 | Common Stock | FTax withholdingDisposed | −6,197 | $15.98 | −$99,028.06 | 346,108.15 | Direct | |
| Nov 11, 2021 | Common Stock | FTax withholdingDisposed | −7,457 | $16.09 | −$119,983.13 | 338,651.15 | Direct | |
| Nov 11, 2021 | Common Stock | FTax withholdingDisposed | −18,134 | $15.97 | −$289,599.98 | 320,517.15 | Direct | |
| Nov 11, 2021 | Common Stock | FTax withholdingDisposed | −18,210 | $15.97 | −$290,813.7 | 302,307.15 | Direct | |
| Nov 11, 2021 | Common Stock | SSaleDisposed | −67,826 | $16.05F2 | −$1,088,607.3 | 234,481.15 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2021 | Common Stock | MOption exerciseDisposed | −7,768 | $0.00 | $0 | 11,928 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseDisposed | −11,928 | $0.00 | $0 | 0 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseDisposed | −2,292 | $0.00 | $0 | 20,202 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseDisposed | −20,202 | $0.00 | $0 | 0 | Direct | |
| Nov 11, 2021 | Common Stock | MOption exerciseDisposed | −24,282 | $0.00 | $0 | 145,692 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades ranging from $16.025 to $16.095. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.