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Bunn James E's Form 4 filing

Raymond James Financial Inc (RJF) · filed Nov 15, 2021

Accession no.
0001225208-21-013854
Filed
Nov 15, 2021
Trade date
Nov 11, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market sales total $1.53M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bunn James ECIK 0001706890Officer (Pres-GlobEq&Inv Banking-RJA)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 11, 2021Common StockSSaleDisposed−15,166$100.73F2−$1,527,671.1817,615Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Reflects the weighted average sale price. The range of prices for such transaction was $100.33 to $101.07.

Referenced by the price of 1 transaction in Table I.

Remarks

This Form 4 reports the open market sale by the reporting person of shares of common stock.

Read the full filing on SEC EDGAR (opens in a new tab)