Ott Robert J's Form 4 filing
TE Connectivity plc (TEL) · filed Nov 4, 2021
- Accession no.
- 0001225208-21-013610
- Filed
- Nov 4, 2021
- Trade date
- Nov 3, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.34M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ott Robert JCIK 0001403502 | Officer (Sr VP & Corporate Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2021 | Common Shares | MOption exerciseAcquired | +8,737 | $93.36 | +$815,686.32 | 29,444 | Direct | |
| Nov 3, 2021 | Common Shares | SSaleDisposed | −8,737 | $153.46F1 | −$1,340,780.02 | 20,707 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2021 | Common Shares | MOption exerciseDisposed | −8,737 | $0.00 | $0 | 2,913 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported price is the weighted average price for the transactions on November 3, 2021. The range of prices for the transaction is from $153.44 to $153.51 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.