Lindow John P's Form 4 filing
Masco Corp (MAS) · filed Oct 29, 2021
- Accession no.
- 0001225208-21-013340
- Filed
- Oct 29, 2021
- Trade date
- Oct 28, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $4.36M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lindow John PCIK 0001520752 | Officer (VP, Controller and CAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2021 | Common Stock | MOption exerciseAcquired | +21,125 | $25.51 | +$538,898.75 | 50,713 | Direct | |
| Oct 28, 2021 | Common Stock | MOption exerciseAcquired | +19,259 | $22.92 | +$441,416.28 | 69,972 | Direct | |
| Oct 28, 2021 | Common Stock | MOption exerciseAcquired | +13,520 | $33.75 | +$456,300 | 83,492 | Direct | |
| Oct 28, 2021 | Common Stock | MOption exerciseAcquired | +13,105 | $19.66 | +$257,644.3 | 96,597 | Direct | |
| Oct 28, 2021 | Common Stock | SSaleDisposed | −67,009 | $65.00 | −$4,355,585 | 29,588 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 28, 2021 | Common Stock | MOption exerciseDisposed | −21,125 | – | – | 0 | Direct | |
| Oct 28, 2021 | Common Stock | MOption exerciseDisposed | −13,520 | – | – | 3,380 | Direct | |
| Oct 28, 2021 | Common Stock | MOption exerciseDisposed | −19,259 | – | – | 0 | Direct | |
| Oct 28, 2021 | Common Stock | MOption exerciseDisposed | −13,105 | – | – | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.