Skip to main content

Stephenson James T.'s Form 4 filing

Nuveen Tax Advantaged Total Return Strategy Fund (JTA) · filed Oct 21, 2021

Accession no.
0001225208-21-013206
Filed
Oct 21, 2021
Trade date
Oct 20, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market sales total $80.5K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stephenson James T.CIK 0001546135Other: Portfolio Manager

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 20, 2021Common StockSSaleDisposed−7,000$11.50−$80,5000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Remarks

stephensonpoa.txt

Read the full filing on SEC EDGAR (opens in a new tab)