Franklin Shirley C.'s Form 4 filing
Mueller Water Products, Inc. (MWA) · filed Oct 4, 2021
- Accession no.
- 0001225208-21-012830
- Filed
- Oct 4, 2021
- Trade date
- Oct 1, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $78.1K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Franklin Shirley C.CIK 0001504635 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2021 | Common Stock | MOption exerciseAcquired | +2,698 | $9.97 | +$26,899.06 | 63,252 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseAcquired | +2,414 | $8.58 | +$20,712.12 | 65,666 | Direct | |
| Oct 1, 2021 | Common Stock | SSaleDisposed | −2,414 | $15.28 | −$36,885.92 | 63,252 | Direct | |
| Oct 1, 2021 | Common Stock | SSaleDisposed | −2,698 | $15.28 | −$41,225.44 | 60,554 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 1, 2021 | Common Stock | MOption exerciseDisposed | −2,698 | $0.00 | $0 | 2,697 | Direct | |
| Oct 1, 2021 | Common Stock | MOption exerciseDisposed | −2,414 | $0.00 | $0 | 2,414 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.