Rhodes William C III's Form 4 filing
AutoZone Inc (AZO) · filed Sep 24, 2021
- Accession no.
- 0001225208-21-012559
- Filed
- Sep 24, 2021
- Trade date
- Jul 26-Sep 24, 2021
- Filing delay
- 60 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market sales total $7.57M. It was filed 60 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rhodes William C IIICIK 0001080992 | Director, Officer (Chairman, President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2021 | Common Stock | GGiftDisposed | −376 | $0.00 | $0 | 18,579.99 | Direct | |
| Sep 24, 2021 | Common Stock | SSaleDisposed | −31 | $1,682.23 | −$52,149.13 | 1,689 | Indirect | |
| Sep 24, 2021 | Common Stock | SSaleDisposed | −40 | $1,687.01 | −$67,480.4 | 1,649 | Indirect | |
| Sep 24, 2021 | Common Stock | SSaleDisposed | −704 | $1,680.35F1 | −$1,182,966.4 | 945 | Indirect | |
| Sep 24, 2021 | Common Stock | SSaleDisposed | −725 | $1,684.00 | −$1,220,900 | 220 | Indirect | |
| Sep 24, 2021 | Common Stock | SSaleDisposed | −447 | $1,684.26F2 | −$752,864.22 | 2,989 | Indirect | |
| Sep 24, 2021 | Common Stock | SSaleDisposed | −1,053 | $1,683.38F3 | −$1,772,599.14 | 1,936 | Indirect | |
| Sep 24, 2021 | Common Stock | SSaleDisposed | −237 | $1,685.35F4 | −$399,427.95 | 1,482 | Indirect | |
| Sep 24, 2021 | Common Stock | SSaleDisposed | −1,263 | $1,681.93 | −$2,124,277.59 | 219 | Indirect | |
| Jul 26, 2021 | Common Stock | GGiftDisposed | −4,874 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,680.00-$1,680.96 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,684.08-$1,684.96 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,683.00-$1,683.91 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,685.16-$1,686.09 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.