Schottenstein Jay L's Form 4 filing
Designer Brands Inc. (DBI) · filed Sep 20, 2021
- Accession no.
- 0001225208-21-012493
- Filed
- Sep 20, 2021
- Trade date
- Sep 16-20, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $19.1M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schottenstein Jay LCIK 0001031000 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2021 | Class A Common Shares | PPurchaseAcquired | +600,000 | $12.77F1 | +$7,662,000 | 778,594 | Indirect | |
| Sep 17, 2021 | Class A Common Shares | PPurchaseAcquired | +800,000 | $12.83F2 | +$10,264,000 | 1,578,594 | Indirect | |
| Sep 20, 2021 | Class A Common Shares | PPurchaseAcquired | +88,933 | $13.00F3 | +$1,156,129 | 1,667,527 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price represents a weighted average of the purchase price. Shares were purchased at prices ranging from $12.645 to $12.80. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price represents a weighted average of the purchase price. Shares were purchased at prices ranging from $12.75 to $12.85. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price represents a weighted average of the purchase price. Shares were purchased at prices ranging from $12.98 to $13.00. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.