Rankin Devina A's Form 4 filing
Waste Management Inc (WM) · filed Sep 1, 2021
- Accession no.
- 0001225208-21-011881
- Filed
- Sep 1, 2021
- Trade date
- Aug 31, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.14M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rankin Devina ACIK 0001557267 | Officer (EVP, CFO and Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2021 | Common Stock | MOption exerciseAcquired | +27,961 | $85.34 | +$2,386,191.74 | 53,434 | Direct | |
| Aug 31, 2021 | Common Stock | MOption exerciseAcquired | +16,366 | $98.90 | +$1,618,597.4 | 69,800 | Direct | |
| Aug 31, 2021 | Common Stock | SSaleDisposed | −33,115 | $155.18F1 | −$5,138,785.7 | 36,685 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2021 | Common Stock | MOption exerciseDisposed | −16,366 | $98.90 | −$1,618,597.4 | 16,367 | Direct | |
| Aug 31, 2021 | Common Stock | MOption exerciseDisposed | −27,961 | $85.34 | −$2,386,191.74 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $154.45 to $155.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.