Kelley John J III's Form 4 filing
Equifax Inc (EFX) · filed Aug 24, 2021
- Accession no.
- 0001225208-21-011701
- Filed
- Aug 24, 2021
- Trade date
- Aug 20, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.44M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kelley John J IIICIK 0001562224 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 20, 2021 | Common Stock | MOption exerciseAcquired | +16,196 | $123.49 | +$2,000,044.04 | 31,838 | Direct | |
| Aug 20, 2021 | Common Stock | SSaleDisposed | −1,755 | $257.73F3 | −$452,316.15 | 30,083 | Direct | |
| Aug 20, 2021 | Common Stock | SSaleDisposed | −10,623 | $256.16F4 | −$2,721,187.68 | 19,460 | Direct | |
| Aug 20, 2021 | Common Stock | SSaleDisposed | −12,722 | $257.12F5 | −$3,271,080.64 | 6,738 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 20, 2021 | Common Stock | MOption exerciseDisposed | −16,196 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $257.63 to $258.50, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $255.645 to $256.62, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $256.655 to $257.61, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
Referenced by the price of 1 transaction in Table I.