Powell Aaron's Form 4 filing
Kimberly Clark Corp (KMB) · filed Aug 18, 2021
- Accession no.
- 0001225208-21-011539
- Filed
- Aug 18, 2021
- Trade date
- Aug 17, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.12M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Powell AaronCIK 0001735780 | Officer (President, Asia Pacific) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2021 | Common Stock | MOption exerciseAcquired | +16,301 | $103.06 | +$1,679,981.06 | 24,075 | Direct | |
| Aug 17, 2021 | Common Stock | MOption exerciseAcquired | +7,016 | $138.96 | +$974,943.36 | 31,091 | Direct | |
| Aug 17, 2021 | Common Stock | MOption exerciseAcquired | +6,217 | $125.47 | +$780,046.99 | 37,308 | Direct | |
| Aug 17, 2021 | Common Stock | SSaleDisposed | −7,016 | $139.49F1 | −$978,661.84 | 30,292 | Direct | |
| Aug 17, 2021 | Common Stock | SSaleDisposed | −22,518 | $139.52F2 | −$3,141,711.36 | 7,774 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2021 | Common Stock | MOption exerciseDisposed | −7,016 | $0.00 | $0 | 16,372 | Direct | |
| Aug 17, 2021 | Common Stock | MOption exerciseDisposed | −6,217 | $0.00 | $0 | 8,289 | Direct | |
| Aug 17, 2021 | Common Stock | MOption exerciseDisposed | −16,301 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $139.48 to $139.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $139.45 to $139.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.