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Callen David's Form 4 filing

NRG Energy, Inc. (NRG) · filed Aug 17, 2021

Accession no.
0001225208-21-011526
Filed
Aug 17, 2021
Trade date
Aug 16, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market sales total $302.8K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Callen DavidCIK 0001636160Officer (Sr VP & Chief Accounting Offic)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 16, 2021Common Stock, par value $.01 per shareSSaleDisposed−7,000$43.26F1−$302,82020,424Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades at prices ranging from $43.25 to $43.27. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon report to the SEC staff, the issuer or a security holder full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)