Gerke Thomas A's Form 4 filing
H&R Block Inc (HRB) · filed Aug 17, 2021
- Accession no.
- 0001225208-21-011525
- Filed
- Aug 17, 2021
- Trade date
- Aug 13-16, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.20M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gerke Thomas ACIK 0001229492 | Officer (Gen. Counsel & Chief Admin Off) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Common Stock | MOption exerciseAcquired | +29,734 | $17.00 | +$505,478 | 163,268.34 | Direct | |
| Aug 13, 2021 | Common Stock | SSaleDisposed | −29,734 | $25.65F1 | −$762,677.1 | 133,534.34 | Direct | |
| Aug 16, 2021 | Common Stock | MOption exerciseAcquired | +17,119 | $17.00 | +$291,023 | 150,653.34 | Direct | |
| Aug 16, 2021 | Common Stock | SSaleDisposed | −17,119 | $25.73F2 | −$440,471.87 | 133,534.34 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Common Stock | MOption exerciseDisposed | −29,734 | $0.00 | $0 | 75,000 | Direct | |
| Aug 16, 2021 | Common Stock | MOption exerciseDisposed | −17,119 | $0.00 | $0 | 57,881 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price used is a weighted average of prices within the range of $25.600 to $25.770. The reporting person will provice full details of the price information reported upon a request from the Commission or any shareholder.
Referenced by the price of 1 transaction in Table I.
- F2
The price used is a weighted average of prices within the range of $25.700 to $25.755. The reporting person will provice full details of the price information reported upon a request from the Commission or any shareholder.
Referenced by the price of 1 transaction in Table I.