Curtin Terrence R's Form 4 filing
TE Connectivity plc (TEL) · filed Aug 4, 2021
- Accession no.
- 0001225208-21-011105
- Filed
- Aug 4, 2021
- Trade date
- Aug 3, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $16.6M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Curtin Terrence RCIK 0001401842 | Director, Officer (Chief Exec. Officer & Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2021 | Common Shares | MOption exerciseAcquired | +111,900 | $65.95 | +$7,379,805 | 166,869 | Direct | |
| Aug 3, 2021 | Common Shares | SSaleDisposed | −12,229 | $147.93F1 | −$1,809,035.97 | 154,640 | Direct | |
| Aug 3, 2021 | Common Shares | SSaleDisposed | −99,671 | $148.74F2 | −$14,825,064.54 | 54,969 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2021 | Common Shares | MOption exerciseDisposed | −111,900 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported price is the weighted average price for the transactions on August 3, 2021. The range of prices for the transaction is from $147.51 to $148.25 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.
- F2
The reported price is the weighted average price for the transactions on August 3, 2021. The range of prices for the transaction is from $148.26 to $149.26 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Referenced by the price of 1 transaction in Table I.