Shaw Alan H.'s Form 4 filing
Norfolk Southern Corp (NSC) · filed Aug 2, 2021
- Accession no.
- 0001225208-21-010974
- Filed
- Aug 2, 2021
- Trade date
- Jul 29, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.32M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shaw Alan H.CIK 0001643244 | Officer (EVP & Chief Marketing Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 29, 2021 | Common Stock | MOption exerciseAcquired | +2,760 | $94.17 | +$259,909.2 | 31,399 | Direct | |
| Jul 29, 2021 | Common Stock | MOption exerciseAcquired | +2,720 | $104.23 | +$283,505.6 | 34,119 | Direct | |
| Jul 29, 2021 | Common Stock | MOption exerciseAcquired | +2,550 | $69.83 | +$178,066.5 | 36,669 | Direct | |
| Jul 29, 2021 | Common Stock | MOption exerciseAcquired | +1,900 | $75.14 | +$142,766 | 38,569 | Direct | |
| Jul 29, 2021 | Common Stock | SSaleDisposed | −570 | $256.91 | −$146,438.7 | 37,999 | Direct | |
| Jul 29, 2021 | Common Stock | SSaleDisposed | −1,118 | $256.97 | −$287,292.46 | 36,881 | Direct | |
| Jul 29, 2021 | Common Stock | FTax withholdingDisposed | −1,552 | $258.14 | −$400,633.28 | 35,329 | Direct | |
| Jul 29, 2021 | Common Stock | SSaleDisposed | −1,699 | $256.90 | −$436,473.1 | 33,630 | Direct | |
| Jul 29, 2021 | Common Stock | SSaleDisposed | −1,761 | $256.94 | −$452,471.34 | 31,869 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 29, 2021 | Common Stock | MOption exerciseDisposed | −1,900 | – | – | 0 | Direct | |
| Jul 29, 2021 | Common Stock | MOption exerciseDisposed | −2,550 | – | – | 0 | Direct | |
| Jul 29, 2021 | Common Stock | MOption exerciseDisposed | −2,760 | – | – | 0 | Direct | |
| Jul 29, 2021 | Common Stock | MOption exerciseDisposed | −2,720 | – | – | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.