Boettcher Charles C's Form 4 filing
Waste Management Inc (WM) · filed Jul 28, 2021
- Accession no.
- 0001225208-21-010904
- Filed
- Jul 28, 2021
- Trade date
- Jul 26-27, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $4.23M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Boettcher Charles CCIK 0001410141 | Officer (EVP, Corp Development & CLO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2021 | Common Stock | MOption exerciseAcquired | +400 | $73.34 | +$29,336 | 19,490.76 | Direct | |
| Jul 26, 2021 | Common Stock | SSaleDisposed | −400 | $147.00F2 | −$58,800 | 19,090.76 | Direct | |
| Jul 27, 2021 | Common Stock | MOption exerciseAcquired | +28,097 | $73.34 | +$2,060,633.98 | 47,187.76 | Direct | |
| Jul 27, 2021 | Common Stock | SSaleDisposed | −28,097 | $148.61F3 | −$4,175,495.17 | 19,090.76 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2021 | Common Stock | MOption exerciseDisposed | −400 | $73.34 | −$29,336 | 28,097 | Direct | |
| Jul 27, 2021 | Common Stock | MOption exerciseDisposed | −28,097 | $73.34 | −$2,060,633.98 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $147.00 to $147.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $147.22 to $149.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.