Griffin Ronald B's Form 4 filing
AutoZone Inc (AZO) · filed Jul 16, 2021
- Accession no.
- 0001225208-21-010717
- Filed
- Jul 16, 2021
- Trade date
- Jul 16, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $11.3M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Griffin Ronald BCIK 0001179385 | Officer (Sr. Vice President & CIO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 16, 2021 | Common Stock | MOption exerciseAcquired | +3,022 | $587.13 | +$1,774,306.86 | 3,521.63 | Direct | |
| Jul 16, 2021 | Common Stock | MOption exerciseAcquired | +2,724 | $772.80 | +$2,105,107.2 | 6,245.63 | Direct | |
| Jul 16, 2021 | Common Stock | MOption exerciseAcquired | +1,271 | $1,060.81 | +$1,348,289.51 | 7,516.63 | Direct | |
| Jul 16, 2021 | Common Stock | SSaleDisposed | −388 | $1,609.41F1 | −$624,451.08 | 7,128.63 | Direct | |
| Jul 16, 2021 | Common Stock | SSaleDisposed | −6,629 | $1,608.22F2 | −$10,660,890.38 | 499.63 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 16, 2021 | Common Stock | MOption exerciseDisposed | −2,724 | $0.00 | $0 | 2,726 | Direct | |
| Jul 16, 2021 | Common Stock | MOption exerciseDisposed | −3,022 | $0.00 | $0 | 1,478 | Direct | |
| Jul 16, 2021 | Common Stock | MOption exerciseDisposed | −1,271 | $0.00 | $0 | 3,814 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,609.02 - $1,609.72 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,608.00 - $1,608.93 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
Referenced by the price of 1 transaction in Table I.