Callen David's Form 4 filing
NRG Energy, Inc. (NRG) · filed Jul 6, 2021
- Accession no.
- 0001225208-21-010301
- Filed
- Jul 6, 2021
- Trade date
- Jul 1, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $533.0K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Callen DavidCIK 0001636160 | Officer (Sr VP & Chief Accounting Offic) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2021 | Common Stock, par value $.01 per share | SSaleDisposed | −163 | $40.10F1 | −$6,536.3 | 40,489 | Direct | |
| Jul 1, 2021 | Common Stock, par value $.01 per share | SSaleDisposed | −5,000 | $40.09 | −$200,450 | 35,489 | Direct | |
| Jul 1, 2021 | Common Stock, par value $.01 per share | SSaleDisposed | −8,137 | $40.07F2 | −$326,049.59 | 27,352 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $40.07 to $40.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $39.75 to $40.23. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.