Verses Judy's Form 4 filing
John Wiley & Sons, Inc. (WLY) · filed Jul 2, 2021
- Accession no.
- 0001225208-21-009998
- Filed
- Jul 2, 2021
- Trade date
- Jun 29-30, 2021
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $143.9K. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Verses JudyCIK 0001457844 | Officer (EVP, Research) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 29, 2021 | Class A Common | SSaleDisposed | −2,397 | $60.04F1 | −$143,915.88 | 14,227 | Direct | |
| Jun 30, 2021 | Class A Common | MOption exerciseAcquired | +6,306 | $0.00 | $0 | 20,533 | Direct | |
| Jun 30, 2021 | Class A Common | FTax withholdingDisposed | −3,145 | $60.18 | −$189,266.1 | 17,388 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2021 | Class A Common | MOption exerciseDisposed | −6,306 | $0.00 | $0 | 19,912 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.08 per share, inclusive.
Referenced by the price of 1 transaction in Table I.