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Carson Vincent D's Form 4/A amendment

Amended

Helen of Troy Ltd (HELE) · filed Sep 1, 2021

Accession no.
0001223872-21-000009
Filed
Sep 1, 2021
Trade date
May 1, 2018
Filing delay
1,219 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
May 3, 2018

This filing lists 1 non-derivative transaction. Open-market sales total $821.3K. It was filed 1,219 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Carson Vincent DCIK 0001223872Officer (Chief Legal Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 1, 2018Common Stock, Par Value $0.10 per shareSSaleDisposed−9,429$87.10−$821,265.911,764Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents a correction to the number of shares sold from 10,879 as previously reported to 9,429. At the time of the filing of the original Form 4, the reporting person was the Chief Legal Officer of the issuer. As of the date of this filing, the reporting person is not the Chief Legal Officer, but is a director of the issuer.

Read the full filing on SEC EDGAR (opens in a new tab)