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Powell Thomas W's Form 4 filing

Powell Industries Inc (POWL) · filed Dec 19, 2023

Accession no.
0001219199-23-000004
Filed
Dec 19, 2023
Trade date
Dec 8-12, 2023
Filing delay
11 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 8 non-derivative transactions. Open-market sales total $3.06M. It was filed 11 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Powell Thomas WCIK 000121919910% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 8, 2023Common StockSSaleDisposed−11,295$86.01F1−$971,482.951,787,333Indirect
Dec 8, 2023Common StockSSaleDisposed−6,795$86.73F2−$589,330.351,780,538Indirect
Dec 8, 2023Common StockSSaleDisposed−1,910$87.58F3−$167,277.81,778,628Indirect
Dec 11, 2023Common StockSSaleDisposed−2,500$89.92F4−$224,8001,776,128Indirect
Dec 11, 2023Common StockSSaleDisposed−6,200$91.25F5−$565,7501,769,928Indirect
Dec 11, 2023Common StockSSaleDisposed−1,300$91.87F6−$119,4311,768,628Indirect
Dec 12, 2023Common StockSSaleDisposed−3,722$90.26F7−$335,947.721,764,906Indirect
Dec 12, 2023Common StockSSaleDisposed−921$91.19F8−$83,985.991,763,985Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.82 to $86.255, inclusive.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.255 to $87.16, inclusive.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.21 to $88.295, inclusive.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.51 to $90.49, inclusive.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.755 to $91.74, inclusive.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.80 to $91.89, inclusive.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90 to $90.78, inclusive.

Referenced by the price of 1 transaction in Table I.

F8

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.13 to $91.23, inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)