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Powell Thomas W's Form 4 filing

Powell Industries Inc (POWL) · filed Nov 13, 2023

Accession no.
0001219199-23-000003
Filed
Nov 13, 2023
Trade date
Apr 11, 2022-Oct 10, 2023
Filing delay
581 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 7 non-derivative transactions. Open-market purchases total $393.6K. Open-market sales total $1.73M. It was filed 581 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Powell Thomas WCIK 000121919910% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 11, 2022Common StockPPurchaseAcquired+10,000$19.10+$191,000737,643Direct
Apr 25, 2022Common StockPPurchaseAcquired+4,753$20.45+$97,198.85742,396Direct
Apr 27, 2022Common StockPPurchaseAcquired+5,247$20.09+$105,412.23747,643Direct
Aug 2, 2023Common StockSSaleDisposed−20,000$86.57−$1,731,400727,643Direct
Sep 5, 2023Common StockGGiftDisposed−500$0.00$0727,143Direct
Oct 3, 2023Common StockGGiftDisposed−1,000$0.00$0726,143Direct
Oct 10, 2023Common StockGGiftDisposed−500$0.00$0725,643Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)