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Goldman Kenneth A's Form 4 filing

Wealthfront Corp (WLTH) · filed Dec 15, 2025

Accession no.
0001218470-25-000012
Filed
Dec 15, 2025
Trade date
Jul 17-Dec 15, 2025
Filing delay
151 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 7 non-derivative transactions and 6 derivative transactions. Open-market sales total $608.2K. It was filed 151 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Goldman Kenneth ACIK 0001218470Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 11, 2025Common StockMOption exerciseAcquired+6,945$0.00$06,945Direct
Dec 11, 2025Common StockMOption exerciseAcquired+27,778$0.00$034,723Direct
Dec 11, 2025Common StockMOption exerciseAcquired+30,500$0.00$065,223Direct
Dec 11, 2025Common StockMOption exerciseAcquired+15,496$0.00$080,719Direct
Dec 11, 2025Common StockSSaleDisposed−38,071$14.00−$532,99442,648Direct
Dec 11, 2025Common StockSSaleDisposed−5,373$14.00−$75,2220Indirect
Dec 15, 2025Common StockCConversionAcquired+53,732–F3–48,359Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 17, 2025Common StockGGiftDisposed−25,000–F3–53,732Indirect
Dec 11, 2025Common StockMOption exerciseDisposed−6,945$0.00$00Direct
Dec 11, 2025Common StockMOption exerciseDisposed−27,778$0.00$00Direct
Dec 11, 2025Common StockMOption exerciseDisposed−30,500$0.00$00Direct
Dec 11, 2025Common StockMOption exerciseDisposed−15,496$0.00$00Direct
Dec 15, 2025Common StockCConversionDisposed−53,732–F3–0Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

Pursuant to the Issuer's Restated Certificate of Incorporation, each share of Series C Convertible Preferred Stock ("Preferred Stock") may be converted, at the option of the holder, at any time. In connection with the completion of the Issuer's initial public offering ("IPO") of its Common Stock, each share of Preferred Stock automatically converted into shares of Common Stock at a ratio of 1-for-1. The securities have no expiration date.

Referenced by the price of 1 transaction in Table I and 2 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)