Seeto Reginald's Form 4 filing
CareDx, Inc. (CDNA) · filed Feb 3, 2023
- Accession no.
- 0001217234-23-000028
- Filed
- Feb 3, 2023
- Trade date
- Feb 1-3, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $48.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Seeto ReginaldCIK 0001688485 | Director, Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2023 | Common Stock | AGrant or awardAcquired | +302,000 | $0.00 | $0 | 569,152 | Direct | |
| Feb 1, 2023 | Common Stock | AGrant or awardAcquired | +11,800 | $0.00 | $0 | 580,952 | Direct | |
| Feb 1, 2023 | Common Stock | FTax withholdingDisposed | −2,330 | $15.66 | −$36,487.8 | 578,622 | Direct | |
| Feb 2, 2023 | Common Stock | SSaleDisposed | −2,316 | $17.07F6 | −$39,534.12 | 576,306 | Direct | |
| Feb 2, 2023 | Common Stock | SSaleDisposed | −503 | $17.50F7 | −$8,802.5 | 575,803 | Direct | |
| Feb 2, 2023 | Common Stock | FTax withholdingDisposed | −7,244 | $17.61 | −$127,566.84 | 568,559 | Direct | |
| Feb 3, 2023 | Common Stock | FTax withholdingDisposed | −1,228 | $16.54 | −$20,311.12 | 567,331 | Direct | |
| Feb 3, 2023 | Common Stock | FTax withholdingDisposed | −1,228 | $16.54 | −$20,311.12 | 566,103 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2023 | Common Stock | AGrant or awardAcquired | +156,000 | $0.00 | $0 | 156,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.40 to $17.34, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.44 to $17.61, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
President and Chief Executive Officer