Maag Peter's Form 4 filing
CareDx, Inc. (CDNA) · filed Mar 8, 2022
- Accession no.
- 0001217234-22-000062
- Filed
- Mar 8, 2022
- Trade date
- Mar 7, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $328.1K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Maag PeterCIK 0001613855 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 7, 2022 | Common Stock | MOption exerciseAcquired | +1,683 | $12.24 | +$20,599.92 | 319,366 | Direct | |
| Mar 7, 2022 | Common Stock | MOption exerciseAcquired | +2,373 | $24.35 | +$57,782.55 | 321,739 | Direct | |
| Mar 7, 2022 | Common Stock | SSaleDisposed | −8,500 | $32.64F2 | −$277,440 | 313,239 | Direct | |
| Mar 7, 2022 | Common Stock | SSaleDisposed | −1,500 | $33.75F3 | −$50,625 | 311,739 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 7, 2022 | Common Stock | MOption exerciseDisposed | −1,683 | $0.00 | $0 | 17,067 | Direct | |
| Mar 7, 2022 | Common Stock | MOption exerciseDisposed | −2,373 | $0.00 | $0 | 39,294 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.285 to $33.26, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.31 to $34.26, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 1 transaction in Table I.