Maag Peter's Form 4 filing
CareDx, Inc. (CDNA) · filed Nov 9, 2021
- Accession no.
- 0001217234-21-000242
- Filed
- Nov 9, 2021
- Trade date
- Nov 5, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $494.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Maag PeterCIK 0001613855 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +925 | $6.31 | +$5,836.75 | 342,681 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +3,125 | $12.24 | +$38,250 | 345,806 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +5,950 | $24.35 | +$144,882.5 | 351,756 | Direct | |
| Nov 5, 2021 | Common Stock | SSaleDisposed | −10,000 | $49.40 | −$494,000 | 341,756 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −925 | $0.00 | $0 | 8,016 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −3,125 | $0.00 | $0 | 21,875 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −5,950 | $0.00 | $0 | 50,956 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.