Ault Milton C III's Form 4 filing
Universal Safety Products, Inc. (UUU) · filed Sep 24, 2026
- Accession no.
- 0001214659-26-011957
- Filed
- Sep 24, 2026, 4:30 PM ET
- Trade date
- Sep 21-23, 2026
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market purchases total $78.5K. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ault Milton C IIICIK 0001212502 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2026 | Common Stock | PPurchaseAcquired | +100 | $5.07 | +$507.24 | 10,400 | Direct | |
| Sep 22, 2026 | Common Stock | PPurchaseAcquired | +3,000 | $5.02 | +$15,067.5 | 1,136,062 | Indirect | |
| Sep 23, 2026 | Common Stock | PPurchaseAcquired | +300 | $4.98F2 | +$1,494.15 | 10,700 | Direct | |
| Sep 23, 2026 | Common Stock | PPurchaseAcquired | +12,034 | $5.11F3 | +$61,476.89 | 1,148,096 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.9805. The range of purchase prices on the transaction date was $4.945 to $5.05 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Referenced by the price of 1 transaction in Table I.
- F3
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.1086. The range of purchase prices on the transaction date was $5.0797 to $5.2508 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Referenced by the price of 1 transaction in Table I.