Skip to main content

Ault Milton C III's Form 4 filing

Hyperscale Data, Inc. (GPUS) · filed Nov 20, 2025

Accession no.
0001214659-25-017033
Filed
Nov 20, 2025, 5:40 PM ET
Trade date
Sep 11-Nov 19, 2025
Filing delay
70 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market purchases total $61.3K. It was filed 70 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ault Milton C IIICIK 0001212502Director, Officer (Executive Chairman), 10% Owner
Ault & Company, Inc.CIK 000173477010% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 11, 2025Common StockPPurchaseAcquired+500$0.37+$18519,750Direct
Nov 18, 2025Common StockPPurchaseAcquired+3,800$0.2363F1+$897.9423,550Direct
Nov 18, 2025Common StockPPurchaseAcquired+205,656$0.2372F2+$48,781.6224,905Indirect
Nov 19, 2025Common StockPPurchaseAcquired+50,000$0.229+$11,450274,905Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 31, 2025Common StockAGrant or awardAcquired+1,375$0.00F6$01,721Direct
Oct 31, 2025Common StockAGrant or awardAcquired+10,445,137$0.00F6$014,679,698Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2363. The range of purchase prices on the transaction date was $0.2149 to $0.2439 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Referenced by the price of 1 transaction in Table I.

F2

The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2372. The range of purchase prices on the transaction date was $0.2315 to $0.2432 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

Referenced by the price of 1 transaction in Table I.

F6

Received as stock dividend from Issuer.

Referenced by the price of 2 transactions in Table II.

Remarks

Mr. Ault, Chief Executive Officer of Ault & Co., is a director of the Issuer. For purposes of Section 16 of the Exchange Act, Ault & Co. may be deemed a director by deputization by virtue of its representation on the Board of Directors of the Issuer.

Read the full filing on SEC EDGAR (opens in a new tab)