Ault Milton C III's Form 4 filing
Alzamend Neuro, Inc. (ALZN) · filed Oct 8, 2025
- Accession no.
- 0001214659-25-014752
- Filed
- Oct 8, 2025
- Trade date
- Oct 3-7, 2025
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $343.9K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ault Milton C IIICIK 0001212502 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 3, 2025 | Common Stock | CConversionAcquired | +100,000 | $2.32 | +$232,000 | 108,260 | Indirect | |
| Oct 6, 2025 | Common Stock | SSaleDisposed | −82,033 | $2.45F3 | −$200,980.85 | 26,227 | Indirect | |
| Oct 7, 2025 | Common Stock | CConversionAcquired | +100,000 | $2.32 | +$232,000 | 126,227 | Indirect | |
| Oct 7, 2025 | Common Stock | SSaleDisposed | −57,379 | $2.49F4 | −$142,873.71 | 68,848 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 3, 2025 | Common Stock | CConversionDisposed | −100,000 | $1,000.00 | −$232,000 | 375.24 | Indirect | |
| Oct 7, 2025 | Common Stock | CConversionDisposed | −100,000 | $1,000.00 | −$232,000 | 143.24 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $2.4535. The range of sales prices on the transaction date was $2.4097 to $2.4599 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $2.4914. The range of sales prices on the transaction date was $2.4381 to $2.4941 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.