Burns Thomas M.'s Form 4 filing
XOMA Royalty Corp (XOMA) · filed Sep 23, 2025
- Accession no.
- 0001214659-25-014067
- Filed
- Sep 23, 2025
- Trade date
- Sep 19-22, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $155.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Burns Thomas M.CIK 0001638479 | Officer (SVP, Finance & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2025 | Common Stock | MOption exerciseAcquired | +11,846 | $0.00 | $0 | 34,409 | Direct | |
| Sep 22, 2025 | Common Stock | SSaleDisposed | −4,300 | $35.98 | −$154,714 | 30,109 | Direct | |
| Sep 22, 2025 | Common Stock | SSaleDisposed | −15 | $36.93 | −$553.95 | 30,094 | Direct | |
| Sep 22, 2025 | Common Stock | SSaleDisposed | −15 | $36.81 | −$552.15 | 30,079 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 19, 2025 | Common Stock | MOption exerciseDisposed | −11,846 | $0.00 | $0 | 44,208 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Exhibit 24 - Power of Attorney