Ault Milton C III's Form 4 filing
Universal Safety Products, Inc. (UUU) · filed Jul 31, 2025
- Accession no.
- 0001214659-25-011237
- Filed
- Jul 31, 2025, 8:00 PM ET
- Trade date
- Jul 29, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $11.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ault Milton C IIICIK 0001212502 | Director, 10% Owner |
| Ault & Company, Inc.CIK 0001734770 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 29, 2025 | Common Stock | PPurchaseAcquired | +3,152 | $3.66F2 | +$11,537.58 | 11,877 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $3.6604. The range of purchase prices on the transaction date was $3.5222 to $3.7438 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Referenced by the price of 1 transaction in Table I.
Remarks
Milton C. Ault, III is a director of the Issuer. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, Ault & Co. may be deemed a director by deputization by virtue of its representation on the Board of Directors of the Issuer.