Rey David A's Form 4 filing
Fair Isaac Corp (FICO) · filed Nov 13, 2024
- Accession no.
- 0001214659-24-018880
- Filed
- Nov 13, 2024
- Trade date
- Nov 11, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 21 non-derivative transactions and 2 derivative transactions. Open-market sales total $10.9M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rey David ACIK 0001532167 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Common Stock | MOption exerciseAcquired | +618 | $169.94 | +$105,022.92 | 2,295 | Direct | |
| Nov 11, 2024 | Common Stock | MOption exerciseAcquired | +4,059 | $169.94 | +$689,786.46 | 6,354 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −70 | $2,325.29F1 | −$162,770.3 | 6,284 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −78 | $2,326.85F2 | −$181,494.3 | 6,206 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −88 | $2,328.21F3 | −$204,882.48 | 6,118 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −414 | $2,330.72F4 | −$964,918.08 | 5,704 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −1,101 | $2,332.46F5 | −$2,568,038.46 | 4,603 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −54 | $2,333.60F6 | −$126,014.4 | 4,549 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −46 | $2,334.60F7 | −$107,391.6 | 4,503 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −24 | $2,336.07 | −$56,065.68 | 4,479 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −28 | $2,338.21F8 | −$65,469.88 | 4,451 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −318 | $2,342.22F9 | −$744,825.96 | 4,133 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −628 | $2,343.17F10 | −$1,471,510.76 | 3,505 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −517 | $2,344.19F11 | −$1,211,946.23 | 2,988 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −535 | $2,345.68F12 | −$1,254,938.8 | 2,453 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −146 | $2,346.02 | −$342,518.92 | 2,307 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −76 | $2,347.85F13 | −$178,436.6 | 2,231 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −102 | $2,352.85F14 | −$239,990.7 | 2,129 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −207 | $2,353.52F15 | −$487,178.64 | 1,922 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −52 | $2,354.56 | −$122,437.12 | 1,870 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −193 | $2,355.70 | −$454,650.1 | 1,677 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Common Stock | MOption exerciseDisposed | −618 | $0.00 | $0 | 0 | Direct | |
| Nov 11, 2024 | Common Stock | MOption exerciseDisposed | −4,059 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $2,325.21 to $2,325.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $2,326.78 to $2,326.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $2,328.15 to $2,328.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $2,330.70 to $2,331.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $2,331.91 to $2,332.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $2,333.11 to $2,333.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $2,334.31 to $2,334.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $2,338.06 to $2,338.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $2,341.93 to $2,342.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $2,342.97 to $2,343.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $2,343.98 to $2,344.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $2,345.00 to $2,345.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $2,347.81 to $2,347.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades at prices ranging from $2,352.00 to $2,352.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F15
This transaction was executed in multiple trades at prices ranging from $2,353.48 to $2,353.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.