Bowers Thomas A.'s Form 4 filing
Fair Isaac Corp (FICO) · filed Nov 13, 2024
- Accession no.
- 0001214659-24-018878
- Filed
- Nov 13, 2024
- Trade date
- Nov 11, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 12 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.27M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bowers Thomas A.CIK 0001675736 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Common Stock | MOption exerciseAcquired | +2,680 | $506.91 | +$1,358,518.8 | 8,449 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −110 | $2,331.11F1 | −$256,422.1 | 8,339 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −148 | $2,332.58F2 | −$345,221.84 | 8,191 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −149 | $2,333.65F3 | −$347,713.85 | 8,042 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −15 | $2,334.57F4 | −$35,018.55 | 8,027 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −196 | $2,335.53F5 | −$457,763.88 | 7,831 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −384 | $2,336.92F6 | −$897,377.28 | 7,447 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −451 | $2,338.36F7 | −$1,054,600.36 | 6,996 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −492 | $2,339.95F8 | −$1,151,255.4 | 6,504 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −578 | $2,340.85F9 | −$1,353,011.3 | 5,926 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −29 | $2,341.68F10 | −$67,908.72 | 5,897 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −128 | $2,344.70F11 | −$300,121.6 | 5,769 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Common Stock | MOption exerciseDisposed | −2,680 | $0.00 | $0 | 2,680 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $2,330.81 to $2,331.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $2,332.23 to $2,333.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $2,333.28 to $2,334.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $2,334.34 to $2,335.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $2,335.38 to $2,335.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $2,336.80 to $2,337.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $2,338.00 to $2,339.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $2,339.42 to $2,340.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $2,340.45 to $2,341.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $2,341.52 to $2,342.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $2,344.65 to $2,344.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.