Kelly Braden R's Form 4 filing
Fair Isaac Corp (FICO) · filed Nov 13, 2024
- Accession no.
- 0001214659-24-018877
- Filed
- Nov 13, 2024
- Trade date
- Nov 11, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 19 non-derivative transactions and 1 derivative transaction. Open-market sales total $9.10M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kelly Braden RCIK 0001175873 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Common Stock | MOption exerciseAcquired | +3,883 | $169.94 | +$659,877.02 | 14,415 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −381 | $2,332.16F1 | −$888,552.96 | 14,034 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −83 | $2,334.32F2 | −$193,748.56 | 13,951 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −128 | $2,335.43F3 | −$298,935.04 | 13,823 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −78 | $2,336.36F4 | −$182,236.08 | 13,745 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −102 | $2,337.87F5 | −$238,462.74 | 13,643 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −75 | $2,338.78F6 | −$175,408.5 | 13,568 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −88 | $2,340.27F7 | −$205,943.76 | 13,480 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −358 | $2,341.18F8 | −$838,142.44 | 13,122 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −77 | $2,342.13F9 | −$180,344.01 | 13,045 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −833 | $2,343.12F10 | −$1,951,818.96 | 12,212 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −193 | $2,344.48F11 | −$452,484.64 | 12,019 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −695 | $2,345.09F12 | −$1,629,837.55 | 11,324 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −51 | $2,348.04F13 | −$119,750.04 | 11,273 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −34 | $2,350.61F14 | −$79,920.74 | 11,239 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −286 | $2,352.19F15 | −$672,726.34 | 10,953 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −117 | $2,353.37F16 | −$275,344.29 | 10,836 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −211 | $2,354.56 | −$496,812.16 | 10,625 | Direct | |
| Nov 11, 2024 | Common Stock | SSaleDisposed | −93 | $2,355.71F17 | −$219,081.03 | 10,532 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 11, 2024 | Common Stock | MOption exerciseDisposed | −3,883 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $2,332.00 to $2,332.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $2,334.085 to $2,334.655. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $2,335.125 to $2,335.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $2,336.255 to $2,336.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $2,337.335 to $2,338.255. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $2,338.545 to $2,339.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $2,339.68 to $2,340.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $2,340.765 to $2,341.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $2,341.95 to $2,342.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $2,342.97 to $2,343.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades at prices ranging from $2,343.98 to $2,344.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades at prices ranging from $2,345.00 to $2,345.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades at prices ranging from $2,348.00 to $2,348.095. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades at prices ranging from $2,350.60 to $2,350.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F15
This transaction was executed in multiple trades at prices ranging from $2,352.00 to $2,352.265. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F16
This transaction was executed in multiple trades at prices ranging from $2,353.33 to $2,353.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F17
This transaction was executed in multiple trades at prices ranging from $2,355.70 to $2,355.81. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.