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Conklin Bret A's Form 4 filing

Horace Mann Educators Corp (HMN) · filed Nov 12, 2024

Accession no.
0001214659-24-018781
Filed
Nov 12, 2024
Trade date
Nov 7-8, 2024
Filing delay
5 days
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.12M. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Conklin Bret ACIK 0001247242Officer (Executive Vice President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 7, 2024Common StockSSaleDisposed−2,655$41.89F1−$111,217.9568,054.23Direct
Nov 7, 2024Common StockMOption exerciseAcquired+4,712$32.35+$152,433.272,766.23Direct
Nov 7, 2024Common StockSSaleDisposed−3,778$41.82F4−$157,995.9668,988.23Direct
Nov 7, 2024Common StockMOption exerciseAcquired+10,492$31.01+$325,356.9279,480.23Direct
Nov 7, 2024Common StockSSaleDisposed−8,239$41.83F7−$344,637.3771,241.23Direct
Nov 8, 2024Common StockSSaleDisposed−12,345$41.11F9−$507,502.9558,896.23Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 7, 2024Common StockMOption exerciseDisposed−4,712$0.00$00Direct
Nov 7, 2024Common StockMOption exerciseDisposed−10,492$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.81 to $41.98.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.79 to $41.87.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.82 to $41.84.

Referenced by the price of 1 transaction in Table I.

F9

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.03 to $41.19.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)