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Zuraitis Marita's Form 4 filing

Horace Mann Educators Corp (HMN) · filed Oct 21, 2024

Accession no.
0001214659-24-017733
Filed
Oct 21, 2024
Trade date
Oct 17-18, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 7 non-derivative transactions and 4 derivative transactions. Open-market sales total $1.56M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Zuraitis MaritaCIK 0001198960Director, Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 17, 2024Common StockSSaleDisposed−16,000$37.00−$592,000294,401.75Direct
Oct 17, 2024Common StockMOption exerciseAcquired+24,677$32.35+$798,300.95319,078.75Direct
Oct 17, 2024Common StockSSaleDisposed−24,677$37.10F4−$915,516.7294,401.75Direct
Oct 17, 2024Common StockMOption exerciseAcquired+1,440$32.35+$46,584295,841.75Direct
Oct 17, 2024Common StockSSaleDisposed−1,440$37.09F6−$53,409.6294,401.75Direct
Oct 18, 2024Common StockMOption exerciseAcquired+1,828$32.35+$59,135.8296,229.75Direct
Oct 18, 2024Common StockMOption exerciseAcquired+106$32.35+$3,429.1296,335.75Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 17, 2024Common StockMOption exerciseDisposed−24,677$0.00$01,828Direct
Oct 17, 2024Common StockMOption exerciseDisposed−1,440$0.00$0106Direct
Oct 18, 2024Common StockMOption exerciseDisposed−1,828$0.00$00Direct
Oct 18, 2024Common StockMOption exerciseDisposed−106$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.35.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.34.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)