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Ault Milton C III's Form 4 filing

Algorhythm Holdings, Inc. (RIME) · filed Sep 11, 2024

Accession no.
0001214659-24-016351
Filed
Sep 11, 2024
Trade date
Sep 9-11, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $23.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ault Milton C IIICIK 000121250210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 9, 2024Common StockSSaleDisposed−6,164$0.75F1−$4,6231,801,836Indirect
Sep 10, 2024Common StockSSaleDisposed−26,836$0.69F3−$18,516.841,775,000Indirect
Sep 11, 2024Common StockSSaleDisposed−200$0.65F4−$1301,774,800Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.7530. The range of sale prices on the transaction date was $0.735 to $0.7755 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Referenced by the price of 1 transaction in Table I.

F3

The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.6857. The range of sale prices on the transaction date was $0.6502 to $0.75 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Referenced by the price of 1 transaction in Table I.

F4

The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $0.6498. The range of sale prices on the transaction date was $0.6497 to $0.6498 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)