Rees Joanna's Form 4 filing
Fair Isaac Corp (FICO) · filed Sep 9, 2024
- Accession no.
- 0001214659-24-016253
- Filed
- Sep 9, 2024
- Trade date
- Sep 5, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $6.93M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rees JoannaCIK 0001605071 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 5, 2024 | Common Stock | MOption exerciseAcquired | +1,324 | $169.94 | +$225,000.56 | 1,324 | Direct | |
| Sep 5, 2024 | Common Stock | MOption exerciseAcquired | +1,041 | $247.82 | +$257,980.62 | 2,365 | Direct | |
| Sep 5, 2024 | Common Stock | MOption exerciseAcquired | +1,596 | $247.82 | +$395,520.72 | 3,961 | Direct | |
| Sep 5, 2024 | Common Stock | SSaleDisposed | −3,961 | $1,750.00 | −$6,931,750 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 5, 2024 | Common Stock | MOption exerciseDisposed | −1,324 | $0.00 | $0 | 0 | Direct | |
| Sep 5, 2024 | Common Stock | MOption exerciseDisposed | −1,041 | $0.00 | $0 | 0 | Direct | |
| Sep 5, 2024 | Common Stock | MOption exerciseDisposed | −1,596 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.