Scadina Mark R's Form 4 filing
Fair Isaac Corp (FICO) · filed Aug 12, 2024
- Accession no.
- 0001214659-24-014254
- Filed
- Aug 12, 2024
- Trade date
- Aug 8, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.00M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Scadina Mark RCIK 0001402460 | Officer (EVP, Gen. Counsel & Sec.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2024 | Common Stock | MOption exerciseAcquired | +3,500 | $185.05 | +$647,675 | 23,419 | Direct | |
| Aug 8, 2024 | Common Stock | SSaleDisposed | −656 | $1,712.05F1 | −$1,123,104.8 | 22,763 | Direct | |
| Aug 8, 2024 | Common Stock | SSaleDisposed | −873 | $1,712.95F2 | −$1,495,405.35 | 21,890 | Direct | |
| Aug 8, 2024 | Common Stock | SSaleDisposed | −656 | $1,714.76F3 | −$1,124,882.56 | 21,234 | Direct | |
| Aug 8, 2024 | Common Stock | SSaleDisposed | −1,309 | $1,715.76F4 | −$2,245,929.84 | 19,925 | Direct | |
| Aug 8, 2024 | Common Stock | SSaleDisposed | −6 | $1,716.72 | −$10,300.32 | 19,919 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2024 | Common Stock | MOption exerciseDisposed | −3,500 | $0.00 | $0 | 3,867 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $1,711.78 to $1,712.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $1,712.80 to $1,713.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $1,714.58 to $1,715.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $1,715.63 to $1,715.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.