Grant Stuart M.'s Form 4 filing
Hyperion Defi, Inc. (HYPD) · filed Jul 3, 2024
- Accession no.
- 0001214659-24-011963
- Filed
- Jul 3, 2024
- Trade date
- Jul 2, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $1.00M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Grant Stuart M.CIK 0001783415 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The purchase price per share for the common stock set forth above is the combined purchase price for each share of common stock, together with a warrant to purchase one share of common stock issued pursuant to a securities stock purchase agreement among the Company, the Reporting Person and other purchasers (the "Securities Purchase Agreement")
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F2
In connection with the Securities Purchase Agreement, the Reporting Person also received a total of 3,264,931 warrants to purchase common stock at an exercise price of $0.69 per share (consisting of 1,515,151 warrants issued together with the shares purchased and an additional 1,749,780 warrants) and had the exercise price of all of his previously issued warrants (consisting of 677,430 warrants) reduced to $0.69 per share and the expiration date thereof extended to January 1, 2030.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.