Deal Richard's Form 4 filing
Fair Isaac Corp (FICO) · filed Jun 14, 2024
- Accession no.
- 0001214659-24-010979
- Filed
- Jun 14, 2024
- Trade date
- Jun 12, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 12 non-derivative transactions. Open-market sales total $18.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Deal RichardCIK 0001205411 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 12, 2024 | Common Stock | SSaleDisposed | −7,221 | $1,370.39F1 | −$9,895,586.19 | 55,684 | Indirect | |
| Jun 12, 2024 | Common Stock | SSaleDisposed | −1,411 | $1,371.43F2 | −$1,935,087.73 | 54,273 | Indirect | |
| Jun 12, 2024 | Common Stock | SSaleDisposed | −451 | $1,372.27F3 | −$618,893.77 | 53,822 | Indirect | |
| Jun 12, 2024 | Common Stock | SSaleDisposed | −1,206 | $1,373.42F4 | −$1,656,344.52 | 52,616 | Indirect | |
| Jun 12, 2024 | Common Stock | SSaleDisposed | −150 | $1,374.83 | −$206,224.5 | 52,466 | Indirect | |
| Jun 12, 2024 | Common Stock | SSaleDisposed | −70 | $1,376.50F5 | −$96,355 | 52,396 | Indirect | |
| Jun 12, 2024 | Common Stock | SSaleDisposed | −409 | $1,380.15F6 | −$564,481.35 | 51,987 | Indirect | |
| Jun 12, 2024 | Common Stock | SSaleDisposed | −837 | $1,382.03F7 | −$1,156,759.11 | 51,150 | Indirect | |
| Jun 12, 2024 | Common Stock | SSaleDisposed | −179 | $1,383.27F8 | −$247,605.33 | 50,971 | Indirect | |
| Jun 12, 2024 | Common Stock | SSaleDisposed | −527 | $1,388.01F9 | −$731,481.27 | 50,444 | Indirect | |
| Jun 12, 2024 | Common Stock | SSaleDisposed | −1,129 | $1,388.73F10 | −$1,567,876.17 | 49,315 | Indirect | |
| Jun 12, 2024 | Common Stock | SSaleDisposed | −1 | $1,389.76 | −$1,389.76 | 49,314 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $1,370.00 to $1,370.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $1,371.02 to $1,371.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $1,372.10 to $1,373.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $1,373.11 to $1,373.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $1,376.10 to $1,376.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $1,380.00 to $1,380.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $1,381.43 to $1,382.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $1,382.68 to $1,383.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades at prices ranging from $1,387.43 to $1,388.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades at prices ranging from $1,388.46 to $1,389.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.