Pratt Annie's Form 4 filing
Nxu, Inc. (NXU) · filed Apr 19, 2024
- Accession no.
- 0001214659-24-007236
- Filed
- Apr 19, 2024, 9:38 PM ET
- Trade date
- Sep 15-Oct 19, 2023
- Filing delay
- 217 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $924. It was filed 217 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pratt AnnieCIK 0001940460 | Director, Officer (President), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2023 | Class A Common Stock | AGrant or awardAcquired | +66,667 | –F3 | – | 10,544,379 | Direct | |
| Oct 19, 2023 | Class A Common Stock | SSaleDisposed | −23,100 | $0.04 | −$924 | 10,521,279 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer.
Referenced by the price of 1 transaction in Table I.
Remarks
See Exhibit 24 - Power of Attorney