Ault Milton C III's Form 4 filing
RiskOn International, Inc. (ROII) · filed Apr 19, 2024
- Accession no.
- 0001214659-24-007215
- Filed
- Apr 19, 2024, 5:00 PM ET
- Trade date
- Jan 23-Apr 17, 2024
- Filing delay
- 87 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $880.79. It was filed 87 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ault Milton C IIICIK 0001212502 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 23, 2024 | Common Stock | JOtherAcquired | +7,560 | $7.50F1 | +$56,700 | 713,811 | Indirect | Price outlier |
| Apr 5, 2024 | Common Stock | JOtherAcquired | +31,433 | $7.50F1 | +$235,747.5 | 745,244 | Indirect | Price outlier |
| Apr 17, 2024 | Common Stock | PPurchaseAcquired | +56,101 | $0.0157F3 | +$880.79 | 801,345 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects shares of common stock paid as a dividend on shares of Series B preferred stock owned by the reporting person.
Referenced by the price of 2 transactions in Table I.
- F3
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.0157. The range of purchase prices on the transaction date was $0.0154 to $0.0641 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
Referenced by the price of 1 transaction in Table I.