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Hare Joshua's Form 4 filing

Longeveron Inc. (LGVN) · filed Apr 12, 2024

Accession no.
0001214659-24-006773
Filed
Apr 12, 2024, 7:00 PM ET
Trade date
Apr 10-11, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $350.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hare JoshuaCIK 0001449392Director, Officer (Chief Scientific Officer), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 10, 2024Class A Common StockPPurchaseAcquired+106,383$2.35+$250,000.05590,727Direct
Apr 11, 2024Class A Common StockPPurchaseAcquired+42,553$2.35+$99,999.55633,280Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 10, 2024Class A Common StockPPurchaseAcquired+106,383$0.125+$13,297.88106,383Direct
Apr 11, 2024Class A Common StockPPurchaseAcquired+42,553$0.125+$5,319.1342,553Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)