Soffer Rock's Form 4 filing
Longeveron Inc. (LGVN) · filed Apr 12, 2024
- Accession no.
- 0001214659-24-006771
- Filed
- Apr 12, 2024, 7:00 PM ET
- Trade date
- Apr 10-11, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $325.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Soffer RockCIK 0001845308 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 10, 2024 | Class A Common Stock | PPurchaseAcquired | +106,383 | $2.35 | +$250,000.05 | 176,619 | Direct | |
| Apr 11, 2024 | Class A Common Stock | PPurchaseAcquired | +31,915 | $2.35 | +$75,000.25 | 208,534 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 10, 2024 | Class A Common Stock | PPurchaseAcquired | +106,383 | $0.125 | +$13,297.88 | 106,383 | Direct | |
| Apr 11, 2024 | Class A Common Stock | PPurchaseAcquired | +31,915 | $0.125 | +$3,989.38 | 31,915 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.