Stack Edward W's Form 4 filing
Dick's Sporting Goods, Inc. (DKS) · filed Mar 22, 2024
- Accession no.
- 0001214659-24-005023
- Filed
- Mar 22, 2024
- Trade date
- Mar 21, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $33.4M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stack Edward WCIK 0001198911 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 21, 2024 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +151,210 | $43.57F1 | +$6,588,219.7 | 11,050,320 | Direct | |
| Mar 21, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −116,610 | $220.79F3 | −$25,746,321.9 | 10,933,710 | Direct | |
| Mar 21, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −33,760 | $221.39F4 | −$7,474,126.4 | 10,899,950 | Direct | |
| Mar 21, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −840 | $222.18F5 | −$186,631.2 | 10,899,110 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 21, 2024 | Common Stock, par value $0.01 per share | MOption exerciseDisposed | −151,210 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price shown has been adjusted from the grant date exercise price due to the special cash dividend paid by Dick's Sporting Goods, Inc. (the "Company") on September 24, 2021, which was required by the Company's Amended and Restated 2012 Stock and Incentive Plan.
Referenced by the price of 1 transaction in Table I.
- F3
These sales were executed in a series of transactions with a price range of $220.13 to $221.12, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
These sales were executed in a series of transactions with a price range of $221.14 to $222.11, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
These sales were executed in a series of transactions with a price range of $222.15 to $222.30, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.