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Schobel Alexander Mark's Form 4 filing

Aquestive Therapeutics, Inc. (AQST) · filed Mar 12, 2024

Accession no.
0001214659-24-004389
Filed
Mar 12, 2024
Trade date
Mar 8-9, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions. Open-market sales total $129.8K. It was filed 4 days after the trade.

This filing was later replaced by the amendment 0001214659-24-017011 (Oct 2, 2024). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Schobel Alexander MarkCIK 0001406836Officer (Chief Innovation/Tech Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 8, 2024Common StockSSaleDisposed−25,000$5.19F2−$129,7501,040,371Direct
Mar 9, 2024Common StockFTax withholdingDisposed−5,895$4.88−$28,767.61,034,476Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average sales price per share. The shares sold at prices ranging from $5.00 to $5.60 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)